A rapid malaria appraisal in the Venezuelan Amazon
© Metzger et al; licensee BioMed Central Ltd. 2009
Received: 22 June 2009
Accepted: 11 December 2009
Published: 11 December 2009
While the federal state of Amazonas bears the highest risk for malaria in Venezuela (2007: 68.4 cases/1000 inhabitants), little comprehensive information about the malaria situation is available from this area. The purpose of this rapid malaria appraisal (RMA) was to provide baseline data about malaria and malaria control in Amazonas.
The RMA methodology corresponds to a rapid health impact assessment (HIA) as described in the 1999 Gothenburg consensus. In conjunction with the actors of the malaria surveillance system, all useful data and information, which were accessible within a limited time-frame of five visits to Amazonas, were collected, analysed and interpreted.
Mortality from malaria is low (< 1 in 105) and slide positivity rates have stayed at the same level for the last two decades (15% ± 6% (SD)). Active case detection accounts for ca. 40% of slides taken. The coverage of the censured population with malaria notification points (NPs) has been achieved in recent years. The main parasite is Plasmodium vivax (84% of cases). The proportion of Plasmodium falciparum is on the decline, possibly driven by the introduction of cost-free artemisinin-based combination therapy (ACT) (1988: 33.4%; 2007: 15.4%). Monitoring and documentation is complete, systematic and consistent, but poorly digitalized. Malaria transmission displayed a visible lag behind rainfall in the capital municipality of Atures, but not in the other municipalities. In comparison to reference microscopy, quality of field microscopy and rapid diagnostic tests (RDTs) is suboptimal (kappa < 0.75). Hot spots of malaria risk were seen in some indigenous ethnic groups. Conflicting strategies in respect of training of community health workers (CHW) and the introduction of new diagnostic tools (RDTs) were observed.
Malaria control is possible, even in tropical rain forest areas, if the health system is working adequately. Interventions have to be carefully designed and the features of the particular local Latin American context considered.
Routine malaria surveillance systems, and the data they produce, need to be analysed, otherwise many useful data may become lost. Yet it is important to note that, outside of experimental trials, the effectiveness of interventions such as, for example, insecticide-treated bed nets, can only be evaluated when routine baseline data has already been assessed. In 2007, a rapid malaria appraisal (RMA) was carried out as part of a project providing technical assistance to the malaria surveillance system in the Federal State of Amazonas, Venezuela. The purpose of this project was to provide baseline data and facilitate operational changes. In what follows, results of this evaluation are presented in brief.
The Federal State of Amazonas (180,145 km2) covers an area as big as the UK, excluding Scotland. More than half of the 135,585 inhabitants live in the capital Puerto Ayacucho, which is situated in the far North-West of the territory. Amazonas is the most southern federal state of Venezuela, bordering Colombia to the west and Brazil to the east. It comprises seven municipalities characterized by very low density of population, remoteness of communities, absence of roads, and transport via river or air. Half of the population originates from 19 indigenous ethnic groups. In the municipality of Alto Orinoco live about 12,000 Yanomami people, 5,000 of whom it is estimated continue to reside in the vast expanse of the tropical forest remaining uncaptured by any census . Unlike the neighbouring state of Bolivar, Amazonas does not host significant gold mining activities.
The malaria surveillance system in Venezuela was founded in 1936 by Arnoldo Gabaldón, who became a legendary figure in the history of public health in Venezuela. For a long time this institution (known as malariologia) acted with a high degree of autonomy. Based on DDT spraying, early diagnosis and therapy, it was designed as a vertical programme with teams of health workers visiting the communities. The drug distribution service was probably the first of its type to make anti-malarials available, without payment, to rich and poor alike . Partly as result of these activities, in 1961 WHO declared the eradication of malaria in the major part (2/3) of the then malarious areas of Venezuela . However, the Amazon region was excluded from eradication efforts because malaria there was designated as inaccessible.
Malaria research activities in Amazonas have been infrequent, but have increased in recent years. A search for peer-reviewed articles containing data on clinical malaria, mainly from cross-sectional studies, listed 18 publications from 1990 onward [4–21]. The majority (12/18) were carried out in the Yanomami people of the southern municipality Alto Orinoco. Very few data were from Atures, even though most malaria cases are from this northern municipality (see also Malaria Atlas Project 2007 ). Entomological data are presented in various publications describing Anopheles darlingi as the primary vector .
In 2002, the malaria surveillance system was integrated by the Ministry of Health into the main epidemiological surveillance system. As for supporting infrastructure, to date, the governmental health sector of Amazonas counts one hospital constructed in the 1950s (100 beds), one modern Popular Clinic, six Comprehensive Health Centres in construction, six Rehabilitation Centers, seven urban and 92 rural health posts, as well as 32 health posts of the Barrio Adentro programme [23, 24]. A modern hospital (220 beds) is under construction and will be completed in 2010. The Venezuelan constitution (1999) guarantees cost-free medical care and forbids the privatization of the public health system.
This work was done within the framework of providing technical assistance to the malaria surveillance system of the federal state of Amazonas, Venezuela, carried out between October 2007 and August 2008. The study represented a rapid malaria appraisal (RMA) corresponding to a rapid health impact appraisal (HIA) under resource-constrained conditions . Established guidelines for monitoring and evaluation  were followed and modified according to local needs. The study comprised retrospective, concurrent and prospective aspects.
Five visits were carried out. The duration of each was between five days and five weeks. Field investigations were undertaken in the capital municipality of Atures, and short visits were carried out to the municipalities of Autana, Atabapo, Manapiare, and Alto Orinoco. The documentation system was analysed, data were extracted and additional data were collected. Structured and semi-structured questionnaires were applied with individual and group interviews being conducted. A pilot study to assess the quality of malaria diagnoses (microscopy, Rapid Diagnostic Tests) was carried out and workshops were held at the end of each visit. All statistical analyses were done using R v2.7 . Time series were analysed for trend and serial dependence.
Malaria in Venezuela and Amazonas, 1988 - 2007
Amazonas contributes about a fifth (2007: 22%) of the total of malaria cases in Venezuela and ranks second, in regard to absolute case numbers, behind Bolivar. However, due to its low population density, it displays the highest incidence per head of population (2007: 68.4 cases/1,000 inhabitants). The analysis of mortality records shows that mortality due to malaria in Amazonas is low and has remained at the same level for the last twenty years (p = 0.68) (Figure 1) .
Rainfall and malaria transmission in Amazonas municipalities, 1998 - 2007
Malaria species, sex, age and ethnic differences, 2007
Malaria and malaria control in Amazonas
Structure of the malaria surveillance system in Amazonas
The malaria surveillance system in Amazonas employs around 150 persons, half of them with renewable short-term contracts. It is embedded in the Service of Environmental Surveillance which runs also the control of dengue and intestinal parasites. Malaria Control is headed by a coordinator and divided into sections of Vector Control, Medical Attention and Entomology. The main actors are inspectors (two years training in the central school for malaria inspectors in Maracay, Venezuela, microscopists (three to six months training as auxiliary nurses), visitors and fumigators (two months training as auxiliary staff). The distribution of malaria personnel reflects roughly the population density of the municipalities (Table 1) .
Aside from the traditional system, the 'Andean Plan for Malaria in Frontier Areas' (PAMAFRO, Plan Andino de Malaria en Areas Fronterizas) has been operating in Venezuela since 2005. This non-governmental organization is financed by the Global Fund for the Fight against AIDS, Tuberculosis and Malaria. One focus of its strategy is the participation of the communities on a voluntary basis . To date, about 150 community health workers have been trained within this programme.
The states surveillance system and PAMAFRO, operated quasi-independently of each other until 2008, when PAMAFRO was integrated into the central coordination of the malaria surveillance system.
Knowledge of malaria staff about malaria
An anonymous self-made questionnaire was given out to explore the knowledge about malaria of the personnel (technical and non-technical) working in the control system of the municipality of Atures. Answers to six multiple choice questions about malaria were requested (see additional file 1). Out of 75 employees, 52 returned their sheets fully completed. Results were, in brief: 1) 92% (48/52) knew the transmission cycle of Plasmodium. 2) 54% (28/52) could identify the three types of malaria in Venezuela. 3) 73% (38/52) identified P. falciparum as the most dangerous of the parasites. 4) 46% (42/52) knew that all three medicaments chloroquine, artesunate, and mefloquine were anti-malarials. 6% (3/52) knew that also doxycycline had anti-malarial activity. 5) 81% (42/52) were aware that the duration of the treatment can be dependent on the type of the parasite, and 6) 48% (25/52) knew three methods for preventing malaria (e.g. impregnated mosquito nets, fumigation/indoor spraying, and avoiding breeding sites).
Educational level and type of work were correlated to knowledge about malaria. When stratified for academic level, 20% (3/15) of unskilled workers, 67% (14/21) of employees with A-level (advanced training after secondary school), and 69% (11/16) of technical staff, respectively, identified the three main malaria parasites present in Venezuela. When stratified for medical or non-medical employees (inspectors/microscopists/visitors vs. fumigators/drivers/secretaries), 84% (21/25) of those working in medical activities, and 44% (12/27) of those working in non-medical activities, respectively, knew that artesunate is an anti-malarial drug.
Treatment and adherence
Malaria treatment in the Venezuelan Amazon is exclusively in the hands of the malaria surveillance system. No malaria medicaments are sold in pharmacies and there are no other sources of anti-malarial drugs. Little is known about the impact of drugs crossing the border from neighbouring Colombia or Brazil. However, as the public health system of Venezuela provides cost-free treatment, in any event, it can be assumed that traffic of medicaments is rather from Venezuela to neighbouring countries than vice versa. In 2004, the Venezuelan Health Ministry established artemisinin-based combination therapy (ACT) as first-line treatment for P. falciparum (Artesunat®, Mefloquine®, and primaquine). For the treatment of P. vivax, chloroquine and primaquine is applied. ACT had a visible impact on transmission of P. falciparum (Figure 5). The impact on P. vivax was less pronounced (Figure 6).
The guidelines of the malaria control programme imply that treatment is taken under the supervision of health personnel. However, due to long distances and socio-cultural conditions, this is often impossible. Thus, little is known about adherence to malaria treatment and its impact on the development of resistance due to sub-therapeutic dosages by incomplete treatment regimens.
Detection of cases
Malaria surveillance in Amazonas is based on the early diagnosis of cases through active and passive case detection. Passive detection is realized through 82 NPs, located in health posts, hospitals, consultancies and mission posts. Most of them are run by microscopists, who also administer treatment. All medical professionals, including private doctors, are obliged to send suspected malaria cases to the nearest NP. Active case detection is realized by 24 visitors. These health workers are sent to areas and communities with high incidence of malaria or where epidemics are anticipated. Besides active and passive case detection, 150 voluntary community health workers trained by PAMAFRO (see above) contribute to the detection of malaria cases.
Quality assessment of malaria diagnosis
In 2007, 88 079 microscopic slides were examined in Amazonas (Figure 2). The malaria surveillance system stipulates a double quality check: All positive slides and 10% of negative slides are to be re-examined by microscopists in the Central Malaria Laboratory (CML) in Puerto Ayacucho. Then, these slides are sent to the National Malaria Reference Laboratory in Maracay, Venezuela, for a second re-examination. The concordance of slide reading between health posts and CML was reported to be 99%. However, the slides in the CML were re-examined in a non-blinded manner. A pilot study was carried out in order to read 1,000 slides in a blinded way. Results showed a lower concordance (Cohens Kappa Index = 0.74) and considerable differences between particular microscopists in the health posts due to different levels of refresher training.
Rapid Diagnostic Tests (RDTs)
In 2007, nearly 7,000 RDTs were given out by PAMAFRO to microscopists and health workers for use and evaluation. However, it was observed that many microscopists ceased microscopy and used RDTs only. This was in stark contrast to the low confidence of microscopists in RDTs, because it was known that the performance of RDTs is not optimal when the parasitaemia is low and storage conditions are inadequate (as is the case in most areas of Amazonas). In order to improve quality assessment and confidence in the adequate routine use of RDTs, a pilot study with the systematic evaluation of 500 RDTs was performed. Results showed that concordance with microscopy was good, but not optimal (Cohens Kappa Index = 0.72) (manuscript in preparation).
The flow of information and the documentation of activities is mainly handled with paper and pencil by the local malaria teams. Many records are kept as in Arnoldo Gabaldón's times (see above). Digitalization has been introduced at some places for practical reasons, but a more systemic approach is required. Thus, many data of high quality, for example data for temporal and spatial transmission (Figures 5 and 6), are saved impeccably, but they are not easily accessible to modern research methods. In workshops it has been agreed that a great number of superfluous formats could be eliminated, and others have been transformed into a single format format. Training courses for staff members in data management and processing have been planned and implemented.
An important factor concerning the flow of information is the limited infrastructure. When transport is possible only via river or air, news from far away health posts depends on weather conditions and available logistics. Normally, written data and slides arrive within a week in the capital Puerto Ayacucho. As malaria cases in far away health posts are also reported via radio communication, another epidemiological data base is created using this route. This data base sometimes includes data slightly different from the malaria surveillance documentation, since the latter, for example, includes only double-checked cases.
Entomology and vector control
Entomological activities comprised supervision of breeding sites including investigations for the evaluation of biological larvicides (Bacillus sphaericus). Breeding sites were mapped on paper formats. Night catches are carried out throughout the year, but are limited by logistic constraints. In 2007, 1,016 Anopheles darlingi (2006: 3252) and 574 Anopheles braziliensis (2006: 1622) were caught and identified. Roughly half of the mosquitos were captured indoors. Peaks of night catches coincided with peaks of rain during the months of September, October, and November.
Vector control activities comprised indoor residual spraying and fumigation. Sprayings and fumigations were carried out in endemic areas or where epidemics were anticipated. Anticipation of epidemics is calculated by inspectors through the analysis of local malaria epidemiology in the respective communities. In 2007, 5,288 houses were sprayed (2006: 3,350) and and the fumigation of 339,009 houses was performed (2006: 396 348). The insecticides used were fenothion powder (2007: 7,107 kg), fenothion emulsion (2007: 10,920 litres), deltamethrin (2007: 9,153.7 litres) for spraying of houses. For fumigation, malathion (2007: 18,078.32 litres), and fenothion (2007: 11,187 litres) were used.
The population of Amazonas is familiar with ITNs, but the coverage of effective bed net usage is rarely documented . In 2007, 10,000 impregnated mosquito nets were distributed in the municipality of Atures, mainly in indigenous communities. The analysis of its impact will be described elsewhere.
Health care for malaria patients in Amazonas is guaranteed and mortality from malaria is low. However, malaria, as dengue fever, is a sensitive issue in Venezuela. The rise and fall in malaria cases serves as a topic for the politics of the day. In this context, it is important to show that malaria epidemiology is dependent on many factors and thorough analysis is needed to describe these trends and explain the reasons. A first glance at the malaria surveillance data of Amazonas shows a rising number of malaria cases during the last two decades and, even when the rise in population is considered, the Annual Parasite Index (API) is increasing. However, at the same time the number of notification points (NPs) increased as well, and the positivity rate of slides (SPR) maintained a steady state for the last two decades.
Moreover, subanalysis of species reveals that the proportion of P. falciparum cases actually decreased, whereas P. vivax stayed at the same level. Thus, host immunity, malaria surveillance and parasite transmission has kept a balance over the years and the existing risk of getting malaria has been accompanied by low mortality. In respect of P. falciparum, this equilibrium was altered positively by the introduction of ACT.
In 2003, the malaria surveillance system in the state of Sucre - the third federal state of Venezuela endemic for malaria, behind Amazonas and Bolivar - reported success reducing the API from 20,1 to 6,1. This was mainly the result of Roll Back Malaria interventions. Temporal and spatial transmission patterns had been analysed and mass treatment and integrated vector control measures, accompanied by health education, community participation and an overall strentgthening of the health services, had been carried out [32–35].
A key issue in public health is equity, which can be established through access to diagnosis and treatment. Ensuring that a high proportion of patients have access to effective treatment will be essential to malaria elimination programmes . In Amazonas, the traditional malaria surveillance system is backed by the government's decision to provide free health care for all. It can be stated that - with the exception of the part of the Yanomami population living reclusively in remote areas of the Alto Orinoco Casiquiare Biosphere Reserve - free access to malaria diagnosis and treatment is provided for the entire population.
Apart from the biosphere reserve, the Venezuelan Amazon displays two zones of malaria transmission: the more densely populated northern part shows a seasonal pattern with peaks of malaria cases lagging three to four months behind rainfall peaks. This area is characterized by a savanna-like geography and easy access to health posts. Communities in the less densely populated southern part, live alongside rivers at the edge of the rainforest. Patients often have to reach a health post by foot or by boat. No seasonal pattern of malaria transmission could be detected here. This lack of seasonality was also noticed in an earlier epidemiological study in Alto Orinoco .
One important finding was that ethnic groups display different risks for malaria. This might be the consequence of differing socio-economic conditions, living habits and patterns of adherence to malaria drugs. For example, the criollo (mixed) population living in the urbanized area of Puerto Ayacucho showed a much lower risk for malaria than the indigenous Guahibo living in rural areas around the city. Future interventions should focus on these "hot spots" of transmission. As a consequence of this, a research project for the evaluation of blister packed treatment was implemented in 2008, which considers age and weight as well as the ethnic background of the patients.
The purpose of this RMA and provision of technical assistance was to provide baseline data for possible interventions as well as to define and facilitate reorganization, if it is necessary. In initial interviews with key players it was agreed that the focus of this project should be the evaluation of the surveillance data and the assessment of malaria diagnosis. Cross-sectional school parasitaemia and health-facility based surveys - as proposed in the rapid urban malaria appraisal (RUMA) methodology of African cities  - were not prioritized in this RMA, because the monitoring system in Amazonas functions adequately and the quality of the routine health statistics was found to be high. Thus, it could be assumed that all suspected cases were captured and confirmed microscopically.
It is appropriate to discuss and plan the final design of a RMA and technical assistance project in a horizontal manner with the actors involved. As conditions differ locally the methodology has to be adapted accordingly . Fixed protocols appear advantageous at first glance, but some elements might turn out to be unfeasible under resource-constrained conditions. For example, mapping of breeding sites might be possible only under certain conditions [39–42]. Hence, in this RMA it was decided that the entomological and vector control unit would be subject to preliminary evaluation only, to be followed by a separate evaluation project.
Small steps - appearing unimpressive at first sight - were crucial for later success. For example, before carrying out the blinded double-check of field slides, microscopists had to be convinced that conflicting results from two readers are nothing to be ashamed of. Also, the digitalization of a hand-written documentation system, which had stood the test of time for half a century, had to be discussed in detail with the personnel involved and requires a long-term perspective. As possible reorganization of operational structures, such as effective quality assessment of microscopy and digitalization of the information system, would not take place before the end of an evaluation project, further monitoring is indicated.
The fight against malaria is highly dependent on the participation of communities. It has long been known that community health workers (CHW) are key figures in the interplay between the state's health system and communities . In this context, Venezuela looks back to a long tradition of training CHWs . Interestingly, by now, two different approaches were observed within the malaria surveillance system of Amazonas. On one hand, salaried state health workers were trained as in many other parts of the Venezuelan health system  and, on the other hand, non-paid CHWs were trained following concepts of voluntary participation (see PAMAFRO) creating ambiguities also seen in other parts of Venezuela .
A voluntary approach might be easily brokered to communities living in regions where the public health system has been commercialized or does not exist, as is the case in parts of Africa. However, it might be necessary to modify this non-governmental approach in countries opposing neoliberal reforms and showing the political will to establish professionalized health care, through which CHWs can make a living . Probably, these conflicting approaches explain the observed suboptimal performance of voluntary CHWs in respect to slides taken. In order to stimulate voluntary participation it might be worth considering avoiding the overlap of activities between professional and voluntary CHWs. Slide taking was only one of various activities by voluntary CHWs and a complete analysis is underway.
Another clash of strategies was observed in respect to the distribution of RDTs to CHWs and microscopists. The use of RDTs saves lives and reduces overtreatment in the African scenario, where microscopy is scarce. However, when a network of trained microscopists exists, the distribution of RDTs might cause microscopy to be neglected as was seen in this RMA. In consequence, skills of trained microscopists and health workers could be lost rapidly. As low level parasitaemia is common in the Venezuelan Amazon and reaches the detection limit of both methods, microscopy and RDTs , the introduction of RDTs has to be carefully undertaken and monitored. In this scenario it may be preferable to improve microscopy rather than replace it.
In conclusion, the example of the Venezuelan Amazon shows that - unlike many African countries, where impoverishment and privatization have created different conditions for health interventions - the control of malaria is possible, at least to a certain degree, and in the case that health facilities are working satisfactorily. The significant decrease in slides taken in the years 2002 and 2003 (Figure 2) shows how sensitively health parameters react to socio-political circumstances: these years were charaterized as the years of a failed coup d'etat and of the economic paralysis of the country. Other public health parameters in Venezuela, for example child mortality, also experienced a clear negative impact in this period .
This RMA of Amazonas showed that, despite various shortcomings and logistic problems because of limited infrastructure, the malaria surveillance system in the Venezuelan Amazon provides a solid foundation for further interventions. The estimation whether eradication or elimination of malaria will be possible in the Venezuelan Amazon or may, rather, be a distant prospect, was outside the scope of this RMA.
Artemisinin-based Combination Therapy
Annual Parasite Index
Community Health Worker
Central Malaria Laboratory in Puerto Ayacucho
International Classification of Diseases and Related Health Problems
Insecticide Treated Bed Nets
Plan Andino de Malaria en Areas Fronterizas (Andean Malaria Plan in Frontier Areas)
Rapid Diagnostic Test
Rapid Malaria Appraisal
Rapid Urban Malaria Appraisal
Slide Positivity Rate.
The RMA and technical assistance was financially supported by UNICEF. We would like to thank Dr. Miguel Hernandez, all inspectors, microscopists, visitors, fumigators, drivers and staff of the malaria surveillance system of Amazonas who contributed to the success of the work. We thank John Williams for the mother-tongue revision of the manuscript.
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