Deletions of pfhrp2 and pfhrp3 genes were uncommon in rapid diagnostic test-negative Plasmodium falciparum isolates from Uganda

Background Rapid diagnostic tests (RDTs) play a key role in malaria case management. The most widely used RDT identifies Plasmodium falciparum based on immunochromatographic recognition of P. falciparum histidine-rich protein 2 (PfHRP2). Deletion of the paralogous pfhrp2 and pfhrp3 genes leads to false-negative PfHRP2-based RDTs, and has been reported in P. falciparum infections from South America and Africa. However, identification of pfhrp2/pfhrp3 deletions has usually been based only on failure to amplify these genes using PCR, without confirmation based on PfHRP2 protein expression, and understanding of the true prevalence of deletions is incomplete. Methods Deletions of pfhrp2/pfhrp3 in blood samples were investigated from cross-sectional surveys in 2012-13 in three regions of varied malaria transmission intensity in Uganda. Samples with positive Giemsa-stained thick blood smears, but negative PfHRP2-based RDTs were evaluated by PCR amplification of conserved subunit ribosomal DNA for Plasmodium species, PCR amplification of pfhrp2 and pfhrp3 genes to identify deletions, and bead-based immunoassays for expression of PfHRP2. Results Of 3516 samples collected in cross-sectional surveys, 1493 (42.5%) had positive blood smears, of which 96 (6.4%) were RDT-negative. Of these 96 RDT-negative samples, P. falciparum DNA was identified by PCR in 56 (58%) and only non-falciparum plasmodial DNA in 40 (42%). In all 56 P. falciparum-positive samples there was a failure to amplify pfhrp2 or pfhrp3: in 25 (45%) pfhrp2 was not amplified, in 39 (70%) pfhrp3 was not amplified, and in 19 (34%) neither gene was amplified. For the 39 P. falciparum-positive, RDT-negative samples available for analysis of protein expression, PfHRP2 was not identified by immunoassay in only four samples (10.3%); these four samples all had failure to amplify both pfhrp2 and pfhrp3 by PCR. Thus, only four of 96 (4.2%) smear-positive, RDT-negative samples had P. falciparum infections with deletion of pfhrp2 and pfhrp3 confirmed by failure to amplify the genes by PCR and lack of expression of PfHRP2 demonstrated by immunoassay. Conclusion False negative RDTs were uncommon. Deletions in pfhrp2 and pfhrp3 explained some of these false negatives, but most false negatives were not due to deletion of the pfhrp2 and pfhrp3 genes.

in 2018 [1]. The World Health Organization (WHO) recommends that all cases of suspected malaria should have the diagnosis confirmed by either microscopy or malaria rapid diagnostic test (RDT) before treatment. The WHO gold standard for malaria diagnosis remains microscopic examination of Giemsa-stained thick and thin blood films [1]. This method requires an experienced reader to provide accurate diagnosis. RDTs offer a number of benefits over microscopy, as they are less labour-intensive, do not require electricity, require less sophisticated laboratory personnel, and specifically detect P. falciparum.
Over 259 million malaria RDTs have been used in sub-Saharan Africa annually since 2018 [1]. Malaria RDTs can target a number of antigens, including histidine-rich protein 2 (PfHRP2), lactate dehydrogenase, and aldolase [2]. PfHRP2 is abundantly expressed by erythrocytic stages of P. falciparum, and it is the antigen most commonly used in malaria RDTs. RDTs that detect lactate dehydrogenase or aldolase have the advantage of also detecting nonfalciparum species, but these tests are less sensitive and more susceptible to degradation from heat and humidity than are PfHRP2-based RDTs [3].
Some PfHRP2-based RDTs test positive also in the presence of the paralogous PfHRP3 protein, as the proteins share antigenic epitopes [4,5]. PfHRP2-based RDTs are more sensitive than those directed against other antigens because of higher levels of circulating PfHRP2 and PfHRP3, superior antigen-antibody binding kinetics, and amplification of secondary antibody binding due to repeated epitopes in the HRPs [6,7]. PfHRP2-based RDTs have sensitivity and specificity for P. falciparum diagnosis similar to those for expert examination of Giemsa-stained thick blood smears [8].
An important limitation of PfHRP2-based RDTs is potential false-negative results due to deletion of the pfhrp2 and pfhrp3 genes [9][10][11]. Existence of P. falciparum lacking the pfhrp2/pfhrp3 genes poses a major risk to malaria control programmes because, if these parasites circulate widely, infected individuals may not be diagnosed and treated, and thus may serve as parasite reservoirs enabling continued transmission. Parasites with pfhrp2/3 deletions were first reported in Peru about 10 years ago, after investigation of microscopy-positive/ RDT-negative infections, with subsequent reports from other countries in the America. [5,12]. More recently, pfhrp2/3 deletions have been described in P. falciparum from parts of Africa, most notably Eritrea, where prevalence is reported to be much higher than in other areas for unknown reasons [13]. Data for pfhrp2/3 deletion prevalence from other parts of Africa are limited, but deletions have been reported in P. falciparum from a number of countries in west (Senegal, Mali) [9,14], central (Rwanda, Democratic Republic of Congo) [15,16], and east (Kenya, Tanzania, Uganda) Africa [17,18]. A previous study of samples collected in Uganda in 2014-15 noted that seven of 116 (6.0%) microscopy-positive/RDTnegative isolates had deletion of pfhrp2; two of these also had deletion of pfhrp3 [18]. Another study of 300 isolates collected from 48 Ugandan districts in 2017-19 reported that 3.3% had deletion of only pfhrp2, 3.0% had deletion of only pfhrp3, and 3.3% had deletions of both genes [19]. Importantly, in many studies reports of pfhrp2/3 deletions have been based only on failure to amplify one or both of these genes by PCR, and it is not clear if amplification failure reliably identifies true deletions. Of note, in samples from Peru [12] and Eritrea [13] pfhrp2/3 deletions identified by PCR were validated by demonstration of lack of expression of PfHRP2 protein [18]. The aim of this study was to determine whether deletions in pfhrp2/ pfhrp3 explain occasional observations of negative PfHRP2-based RDTs in individuals with positive blood smears for malaria parasites. The studied samples were from cross-sectional surveys at three sites in Uganda with positive blood smears but negative malaria RDTs, considering both amplification of pfhrp2 and expression of PfHRP2.

Source of samples
Cross-sectional surveys, including blood collection, were conducted in 2012 and 2013 in 200 randomly selected households at each of three districts located in different epidemiological settings: Kihihi, Kanungu District, a rural area with relatively low transmission intensity in southwestern Uganda; Walukuba, Jinja District, a periurban area with moderate transmission intensity in central Uganda; and Nagongera, Tororo District, a rural area with high transmission intensity in eastern Uganda. Of note, since the time of this study transmission has decreased considerably in Walukuba, likely due its periurban characteristics, and in Nagongera, associated with regular rounds of indoor residual spraying of insecticide since 2014 [20]. Participants for this study were children ages 6 months to 15 years who were full-time residents of the recruited households, selected as previously described [21]. This study was approved by the Makerere University Research and Ethics Committee, the Uganda National Council of Science and Technology, and the University of California, San Francisco Committee on Human Research.

Sample collection and malaria diagnosis
Blood was obtained by finger prick for thick blood smears, malaria RDTs and drying on filter paper for molecular studies. Thick blood smears were stained with 2% Giemsa for 30 min [22] and read by laboratory technologists at the field sites. Parasite densities were calculated by counting the number of asexual parasites per 200 leukocytes (or per 500 leukocytes, if the count was < 10 asexual parasites/200 leukocytes), assuming a leukocyte count of 8000/μL. For quality control, all slides were read by a second microscopist, and discrepancies resolved by a third microscopist at the field sites. In addition, all positive blood smears with parasite densities ≤ 20,000/µL based on the field readings were re-read by an expert microscopist in Kampala; confirmation of parasitaemia was required for inclusion in the final analyses. RDTs (SD BIOLINE Malaria Ag Pf, a PfHRP2-based test from Standard Diagnostics Inc; Suwon City, Republic of Korea) were performed immediately after blood collection following manufacturer's instructions. Samples for study were all those that were positive for malaria parasites by microscopy but negative by RDT.

Plasmodium species identification
DNA was extracted using Chelex100, as previously described [23]. Species identification was performed by nested species-specific PCR with primers specific for the 18S small subunit ribosomal DNA gene of all human plasmodial species, as previously described [24]. PCR reactions were performed in 25 µl containing 1 × standard Taq buffer (New England Biolabs), 200 µM deoxynucleoside triphosphates, 200 µM of each primer, 2 µl of template DNA (from Chelex extraction or the prior cycle of PCR), and 1 unit of Taq polymerase (New England Biolabs). All reactions included negative controls (water) and positive controls, obtained from the Biodefense and Emerging Infections Research Resources Repository (BEI U.S).
PCR products were resolved by electrophoresis on 2% agarose gels stained with ethidium bromide and visualized by UV illumination. Sizes of amplicons were identified based on comparison with standard fragments of known size.

Detection of deletions in pfhrp2 and pfhrp3 genes
To identify deletions, we PCR-amplified fragments spanning exon 1, the intron, and exon 2 of the pfhrp2 and pfhrp3 genes, as previously described [5]. P. falciparum Dd2 strain DNA was a negative control for pfhrp2 and a positive control for pfhrp3. P. falciparum HB3 strain DNA was a negative control for pfhrp3 and a positive control for pfhrp2. All PCR reactions were performed in duplicate. PCR products were separated and visualized on 2% agarose gels. In the event of discordant replicates, reactions were repeated, and the result recorded was that seen in multiple assays. Deletions were identified by the absence of amplification of pfhrp2/3 in the setting of successful amplification of ribosomal DNA in the sample and amplification of pfhrp2/3 in positive control DNA.

Multiplicity of infection (MOI)
MOI, the number of different parasite genotypes coexisting within a host, is a metric of transmission dynamics [23,24]. To determine MOI, the 3D7 and FC27 alleles of the merozoite surface protein-2 (msp2) gene, which each have extensive size polymorphism, were amplified as previously described [25]. Amplicons were identified on 2% agarose gels, the size of products was compared to standards on densitometric digitized gel images analysed by GelCompar II software (Applied Maths NV Belgium), and the number of differently sized amplicons in each sample was determined.

Bead-based immunoassay for detection of PfHRP2 protein
As the absence of gene amplification does not definitively prove the presence of a gene deletion, we also assessed expression of PfHRP2 in study samples. Unfortunately, adequate material was available for this analysis for only 39 of the 56 RDT-negative P. falciparum samples. For these assays recombinant PfHRP2 (Microcoat Biotechnologie GmbH, Bernried am Starnberger See, Germany) was used as a positive control and blood from persons not infected with malaria as a negative control. PfHRP2 levels was quantified using a bead-based immunoassay with a MAGPIX instrument (Luminex Corp., Austin, TX), as previously described [26][27][28]. Briefly, the beadbased HRP2 immunoassay, which relies on antigen capture, is capable of detecting PfHRP2 at sub-picogram levels, allowing fast processing and screening of large numbers of samples. As in prior studies, the cut-off for a positive PfHRP2 antigen result was the mean plus three standard deviations based on a panel of 92 antigen negative blood samples [28].

Study samples
Of 3516 samples collected in cross-sectional surveys at three sites in Uganda, 1493 (42%) were positive for malaria parasites by Giemsa-stained thick smear (Fig. 1). Of the 1493 smear-positive samples, 96 (6.4%) were negative by PfHRP2-based RDT. These 96 samples were further investigated.

Amplification of pfhrp2 and pfhrp3 in P. falciparum positive/RDT-negative samples
To analyse the 56 P. falciparum positive/RDT-negative samples for potential deletions in the pfhrp2 and pfhrp3 genes, these genes were amplified. For all 56 samples there was a failure to amplify pfhrp2 or pfhrp3. Of these samples, in 25 (45%) pfhrp2 was not amplified, in 39 (70%) pfhrp3 was not amplified, and in 19 (34%) neither gene was amplified.

Immunoassay for PfHRP2 protein expression
Of the 56 P. falciparum positive/RDT-negative samples, 39 had adequate remaining material for additional study. These 39 samples were evaluated for expression of PfHRP2 by bead-based immunoassay. With this assay, four of the 39 samples (10.3%) had no detectable PfHRP2 antigen ( Table 2). These four samples all had failure to amplify both pfhrp2 and pfhrp3 by PCR. Overall, in 35/39 (89.7%) samples with failure to detect pfhrp2 and/ or pfhrp3 by PCR, PfHRP2 was detected by immunoassay. The mean parasite density for four samples with no PfHRP2 protein expression was 279 parasites/ul, with MOI of 1.8 (Table 2).

Discussion
To explore the basis of false-negative malaria RDTs, the presence of deletions in pfhrp2/pfhrp3 genes were investigated in Ugandan blood samples that were positive for malaria parasites by blood smear, but negative by PfHRP2-based RDT. To evaluate for potential deletions in RDT-negative samples amplification of the pfhrp2 and pfhrp3 genes, amplification of sub-unit ribosomal DNA (for species identification), amplification of msp2 (for MOI determination), and expression of PfHRP2 by immunoassay, were assessed following an established protocol [28]. Importantly, no samples characterized as P. falciparum-negative by PCR demonstrated expression of pfhrp2 by immunoassay. In the small subset of samples (6.4%) that were microscopy-positive, but RDTnegative, the false negative RDT results were explained by non-falciparum malaria infection in 42%. The identification of non-falciparum malaria infections was consistent with our recent identification of non-falciparum infections in 8.2% of subjects diagnosed with malaria at 10 sites in Uganda, although most of these were mixed falciparum/non-falciparum infections [29]. For P. falciparum samples that were false negative by RDT, only 10.3% had both failure to amplify pfhrp2/pfhrp3 by PCR and no detection of PfHRP2 by immunoassay, consistent with false negative RDT results caused by absent expression of PfHRP proteins. Thus, the data suggest that in Uganda, pfhrp2/pfhrp3 gene deletion is present, as described in other recent studies [18,19], but that absence of PfHRP2 expression was uncommon, and that this absence did not explain most false-negative RDT results.  Deletions of the pfhrp2/pfhrp3 genes, leading to lack of expression of PfHRP proteins, has been well documented in P. falciparum from a number of regions, most notably parts of South America [12] and, in Africa, Eritrea [13]. Lower prevalence of deletions has been reported in P. falciparum from many African countries [9,[14][15][16][17][18], including Uganda [18,19]. However, methods used in these studies have not been consistent. In some studies, only pfhrp2, but not pfhrp3 has been studied, despite the fact that expression of PfHRP3 may yield a positive PfHRP2based RDT. In many studies, pfhrp2/pfhrp3 gene deletion has been documented based only on failure to PCRamplify the genes. However, even with controls demonstrating amplification of other P. falciparum genes, there is concern that failure to amplify pfhrp2/pfhrp3 might be due to technical difficulties rather than true deletions. To address this concern, efficient methods are now available to assess expression of PfHRP2 using a bead based immunoassay [27]. This technology was utilized to further characterize samples with pfhrp2/pfhrp3 gene deletions based on PCR results [5].
Results from the PfHRP2 immunoassay were revealing. Most samples that had apparent deletions of pfhrp2 or pfhrp3 based on PCR actually showed expression of PfHRP2 by immunoassay. This result suggests that failure to amplify pfhrp2/pfhrp3 was, in some cases, due to technical challenges (with identification of the false negatives facilitated by the high sensitivity of the immunoassay), rather than true deletions. A less likely possibility is that the pfhrp2/3 deletions suggested by PCR were real, and that the immunoassay yielded false positive results. PCR might have failed to amplify pfhrp2/pfhrp3 due to the presence of enzyme inhibitors in samples, PCR primer mismatch due to mutations that did not affect PfHRP2/3 expression, inadequate quantities of DNA for successful amplification, or other technical factors. Consistent with these explanations, our samples were extracted without full purification, potentially allowing some PCR inhibitors in reactions. In addition, parasite densities and MOI were low, and samples were extracted after long-term storage on filter paper, all consistent with limited quantities of DNA for reactions. Results suggest that definitive detection of pfhrp2/pfhrp3 deletion should incorporate assays for both DNA and protein.
The study had important limitations. First, the study was completed well after collection of samples in 2012-13, and so offers limited insight into the current prevalence of the deletion of pfhrp2/pfhrp3 may have been identified. Third, this was a cross-sectional study of households, with the large majority of subjects asymptomatic, so it offers relatively little insight into the prevalence of pfhrp2/3 deletions in those presenting with symptomatic malaria. Fourth, the full pfhrp2/pfhrp3 genes in study samples was not sequenced, thus the mechanisms behind failure to amplify pfhrp2/pfhrp3 is not known. Additional studies are needed in Africa to determine the cause of false-negative RDTs, and specifically whether, as is the case in parts of South America and in Eritrea, true deletions of pfhrp2/3 are responsible for a substantial number of false negative diagnostic assays.

Conclusion
In summary, false negative PfHRP2-based RDTs were uncommon in Uganda, and that false negatives were explained by non-falciparum infections, PCR amplification failures, and, only in a small subset of samples, true absence of expression of PfHRP2. Nonetheless, the prevalence of pfhrp2/pfhrp3 deletions may be increasing in various regions [13]. As this phenomenon threatens a primary method of malaria diagnosis in Africa, continued surveillance for pfhrp2/pfhrp3 deletions across Africa, ideally using multiple experimental methods, is a high priority. Results suggest that definitive detection of pfhrp2/pfhrp3 deletion should incorporate assays for both DNA and protein; a multiplex format will facilitate high throughput screening.