Institutional evolution of a community-based programme for malaria control through larval source management in Dar es Salaam, United Republic of Tanzania
© Chaki et al.; licensee BioMed Central Ltd. 2014
Received: 26 March 2014
Accepted: 1 June 2014
Published: 25 June 2014
Community-based service delivery is vital to the effectiveness, affordability and sustainability of vector control generally, and to labour-intensive larval source management (LSM) programmes in particular.
The institutional evolution of a city-level, community-based LSM programme over 14 years in urban Dar es Salaam, Tanzania, illustrates how operational research projects can contribute to public health governance and to the establishment of sustainable service delivery programmes. Implementation, management and governance of this LSM programme is framed within a nested set of spatially-defined relationships between mosquitoes, residents, government and research institutions that build upward from neighbourhood to city and national scales.
Discussion and evaluation
The clear hierarchical structure associated with vertical, centralized management of decentralized, community-based service delivery, as well as increasingly clear differentiation of partner roles and responsibilities across several spatial scales, contributed to the evolution and subsequent growth of the programme.
The UMCP was based on the principle of an integrated operational research project that evolved over time as the City Council gradually took more responsibility for management. The central role of Dar es Salaam’s City Council in coordinating LSM implementation enabled that flexibility; the institutionalization of management and planning in local administrative structures enhanced community-mobilization and funding possibilities at national and international levels. Ultimately, the high degree of program ownership by the City Council and three municipalities, coupled with catalytic donor funding and technical support from expert overseas partners have enabled establishment of a sustainable, internally-funded programme implemented by the National Ministry of Health and Social Welfare and supported by national research and training institutes.
Indoor residual spraying (IRS) of houses with insecticides [1, 2] and insecticide-treated nets (ITNs)  are the front line malaria vector control measures recommended across the globe and in Africa particularly . However, outdoor feeding behaviours [5–7] and physiological resistance to insecticides [8–10] among residual vector populations define limits to what even these proven priority measures can achieve [11–14]. There has recently been a revival of interest in implementing and evaluating traditional larval source management (LSM) strategies to complement ITNs and IRS [15–21]. Some successful recent efficacy trials in rural Kenya [17, 22] and Eritrea  have now been complemented by encouraging evidence of effectiveness in the context of the Dar es Salaam Urban Malaria Control Programme (UMCP) in Tanzania [24–26].
The pace of urbanization in Africa is the highest in the world; by 2030 at least half of this population is expected to live in towns and cities [27–29]. While these rapidly growing urban centres pose a number of public health problems , the high human population density and comparatively conducive infrastructural and governance conditions render LSM a more immediately feasible option for sustainable development than in rural contexts [31–33]. LSM has a long history of success in urban Africa, dating back almost 100 years [34, 35]. Before World War II and the advent of modern adulticides for IRS and ITNs, combinations of environmental management, larviciding, mosquito-proofing houses, personal protection measures, and anti-malarial drugs were successfully applied to control malaria in an integrated fashion [36–38]. Urban malaria control in Tanzania during the 1960s relied heavily upon larviciding and community-implemented environmental management, such as drainage and habitat filling, resulting in malaria transmission that was considered to be of limited magnitude .
Community-based service delivery is considered vital to the effectiveness, affordability and sustainability of vector control generally [40–42], and to labour-intensive LSM programmes in particular [15, 43–45]. The highly-localized task of detection and management of mosquito larval habitats encompasses public and private stakeholders at all spatial and governance scales. There is, therefore, a clear need to better understand the practices of governance that LSM necessitates, as well as the collaborative potential that exists between malaria-afflicted communities, research institutions and all levels of local and national government [44, 45]. Participatory planning is essential to enhance local capacities and ensure community ownership, without which interventions usually fail because services remain under-utilized or misused [46, 47]. However, the scope and extent of community participation usually remains poorly defined  and many have criticized utopian assumptions about the capacity of the ‘community’ to provide a panacea for a number of entrenched economic, social and health problems [49, 50]. Others have questioned whether practices of ‘participation’ might, in fact, serve to diminish the democratic character of development, by limiting the ways in which citizenship is perceived [51, 52].
This descriptive analysis examines the origins and evolution of a city-level LSM programme over 14 years in urban Dar es Salaam, Tanzania to better understand how such operational research projects can contribute to public health governance and establishment of sustainable service delivery programmes.
The Dar es Salaam Urban Malaria Control Programme (UMCP) in Tanzania
The overall goal of the contemporary Dar es Salaam UMCP is to reduce the incidence of malaria through the identification and treatment of the breeding grounds of Anopheles mosquitoes so that vector populations are substantially suppressed . In order to realize this ambition, a portfolio of procedures for community-based monitoring and management of mosquito populations have been developed and evaluated [45, 53, 54]. The UMCP situates malaria control and associated operational research within the routine systems for municipal service provision by delegating the responsibility for larval control to community members known as Community Owned Resource Persons (CORPs) who are appointed through Street Health Committees across the city [45, 53, 55, 56]. Between 2004 and 2009, the UMCP expanded effective LSM services across a substantial portion of the city, an area that includes fifteen wards and roughly 614,000 of the city’s three million residents . At this scale, the UMCP is not only an operational research programme, but also a public health service delivery system of considerable size.
Evolving institutional roles and responsibilities: tactical initiation to strategic development
Partnering a local government initiative with national and international support institutions
With almost a century of relevant historical experience [34, 64], a reformed and decentralized health system [58, 62, 63], policy support at national level , Dar es Salaam offered a particularly attractive programmatic context for developing community-based LSM at a time when the potential of these approaches had just returned to the international scientific agenda [37, 66–68]. Nevertheless, the foundations of this current programme are local, rather than international or even national: The Ilala municipal council initiated a pilot community-based IVM programme covering seven wards in 2002, , even before LSM was re-integrated into the national malaria control priorities . The fact that this local initiative was conceived by the council’s own planning team and was supported by the local government health budget, in the absence of specific funding support from the national treasury, particularly caught the attention of national and international research partners who shared an interest in developing a sustainable, community-based approach to urban malaria control [18, 37, 66–68]. A joint stakeholders’ meeting in Dar es Salaam in 2003 resulted in formulation of a joint plan for the first phase (Figure 1) of a modern, sustainable, community-based UMCP in Dar es Salaam .
Surveillance activities began in March 2004, followed by larval control activities two years later in three intervention wards where larvicide was routinely applied across an area of about 18.3 km2 with a population of over 128,000 residents . This early roll-out proved to effectively reduce malaria prevalence by over 70%  at a cost of < $1 per person protected per year, comparing very favourably with gold standard interventions, such as LLINs and IRS . Between 2007 and 2009, these implementation systems were sequentially scaled up to cover 15 out the 73 wards of Dar es Salaam with over 614,000 residents. This pilot programme for larvicide application was complemented by targeted drainage interventions in some of the mosquito-infested, low-lying valleys at the heart of the city [70, 71] that were identified by the previous programme supported by the Japan International Cooperation Agency (JICA) the 1980s . With the help of national and international experts and funding, the Bill & Melinda Gates Foundation (BMGF), the United States Agency for International Development (USAID) and the Swiss Agency for Development and Cooperation (SDC), the UMCP was established (Figure 1) as a community-based larval source management programme focusing particularly upon routine application of microbial larvicides for malaria control in urban Dar es Salaam. The programme was integrated into the vertical management and coordination portfolio of the City Medical Office of Health [45, 53]. All the UMCP intervention and monitoring activities, such as participatory mapping, larvicide application and drain cleaning, as well as entomological monitoring of larval and adult stage mosquitoes, were implemented by community members engaged as Community-Owned Resource Persons (CORPs).
Differentiating roles and responsibilities: wisdom in hindsight
Although the operational procedure was well outlined in the UMCP’s guidelines, the overall distribution of roles and responsibilities among the various local stakeholders were not clearly planned at the outset. Furthermore, funding for essentially all necessary implementation, monitoring, evaluation and operational research activities were channelled through a single, shared administrative mechanisms, inevitably resulting in competition for budget priority, and therefore friction, between the partners responsible for these distinct functions. These roles and responsibilities therefore had to be progressively clarified, refined and distinguished in practice during this second phase of UMCP (Figure 1). Consequently, the programme had to undergo significant adaptations in terms of redefining the organization and management roles of its local stakeholder institutions (Figure 1). The most important reform was the increasing separation of responsibilities for the main players on the ground, with the city and municipal councils increasingly focused upon implementation of larvicide application and day to day larval-stage mosquito surveillance while the Ifakara Health Institute (IHI) was increasingly tasked with operational research, monitoring and evaluation that included surveys of adult mosquito densities and malaria prevalence among residents. Furthermore, these increasingly well-defined collaborative and administrative relationships enabled more defined and effective allocation of funds for both research and implementation purposes.
Throughout the second and third phases of the UMCP, all relevant activities in Dar es Salaam relied upon channelling of donor funds through overseas institutions where most of the technical support partners were originally based (Figure 1). Initially funds from BMGF and USAID were channelled through Research Triangle International (RTI) and then the Swiss Tropical and Public Health Institute (STPH), respectively, from where some of it was apportioned to additional technical support partners at Princeton University (PU) and Durham University (DU). Furthermore, a pilot-scale environmental management evaluation, focusing upon clearing of existing drainage infrastructure [70, 71], was directly administered and implemented by JICA in collaboration with the National Malaria Control Programme (NMCP) and the City Council. At the start of the programme, this arrangement gave the overseas technical support partners a high level of administrative authority and they correspondingly played a significant managerial role on the ground in Tanzania where one of the co-authors (GFK) was seconded by STPH on a full time basis. During this phase, personnel and funds for implementation, monitoring, evaluation and operational research were distributed through a single shared administrative system, team and programme office based at the Dar es Salaam city council. Shifting from this model into one where responsibilities and personnel were divided among various stake holders posed a considerable challenge; the upshot was that complementary implementation and technical support capacities could be developed separately and synergistically at appropriate national institutions.The third phase of UMCP was characterized by much better delineation of roles, responsibilities, funding and administrative systems of the national partner institutions (Figure 1). Third phase witnessed an increase in the number of donor partners, with the majority of funding coming from BMGF and USAID, but now supplemented with research and training grants from the Wellcome Trust (WT), European Union (EU) and Valent Biosciences Corporation (VBC). Essentially all implementation funds were channelled through RTI, then DU to support the implementation, monitoring and management activities of the city and municipal councils. A second administrative channel distributed funds through DU and, later on, through the Liverpool School of Tropical Medicine (LSTM) to support the operational research, monitoring, evaluation and training activities of IHI in support of local government partners. At this stage the local government partners were mainly tasked with implementation and monitoring roles with money managed directly by the City Council whereas the national level stakeholders such as IHI and the NMCP of the MoHSW were responsible for providing overall oversight, technical support, monitoring and evaluation (Figure 1). As the role and capacity of IHI as a national technical support partner grew during this phase, the role of overseas partners made a gradual transition from managerial to advisory. By the end of this third phase, the role of these external partners was largely restricted to technical advice, academic training and career support for the program. This marked a critical point in the evolution and growth of the UMCP into more than just a set of associated research projects but rather a functional programme with a strong collaborative national institutional base.
Transition to a sustainable institutional and funding base
UMCP has entered its fourth phase in 2010, during which it’s governance structure and funding base was further improved (Figure 1). The successes of the UMCP [24, 26] captured the attention of the Tanzanian government, which committed to finance all implementation activities of the UMCP as a programme of its own. Under this new funding scheme, UMCP has brought on board an important additional national technical support partners in the form of the National Institute for Medical Research (NIMR), tasked with additional monitoring and evaluation functions such as insecticide resistance testing [72, 73], whereas the role of the MoHSW has been greatly strengthened by channelling these funds through the NMCP which oversees all aspects of the programme. Complementary research, monitoring and evaluation activities are now separately funded through competitive international research grants from the European Union, BMGF and WT and implemented by IHI so that technical expertise in the region has been strengthened and institutionalized. It is also critical to note that the institutionalization within IHI of most of the research and training capacity supporting the UMCP has enabled postgraduate training and career development for more than a dozen Tanzanian and Kenyan scientists and practitioners, registered at a diversity of academic partners in the region (University of Dar es Salaam, Sokoine University, University of Nairobi) and overseas (Swiss TPH, DU, LSTM).
Roles and responsibilities of community participants in larval source management
Effective larval monitoring and control requires comprehensive knowledge of the urban landscape at remarkably fine spatial scales [74–77]. Like all African cities, Dar es Salaam is undergoing rapid growth, the majority of which is unplanned . Anopheles habitats are particularly diverse, dynamic and unpredictable because of the high level of human activity, notably agriculture and construction [18, 44, 79–81]. Also, mosquitoes in cities continually and rapidly adapt to the peculiar selective pressures of urban environments so that their host-seeking behaviours , as well as their larval habitat preferences and tolerances, may differ from their better-studied rural counterparts [31, 33]. Participatory learning through regular surveillance by community members  is therefore required for LSM programmes to react and adapt to highly dynamic and often surprising patterns of mosquito proliferation [43–45].
Sociologically speaking, human urban populations are typically far more diverse, dynamic and unstable, with higher rates of turnover, migration and crime . As security and privacy are sources of concern, gaining access to the myriad of individual plots that comprise an African urban landscape poses one of the greatest challenges to effective surveillance, and presumably control, of larval-stage mosquitoes [56, 85, 86]. Recruiting participants through street-level committees was, therefore, of critical importance because only their familiarity with geography and residents of their neighbourhoods could enable location of and access to mosquito-breeding sites, many of which are located within private homes and gardens .
In contrast to the program sponsored by JICA in the late 1980s, the current UMCP delegates routine activities for both control and surveillance of mosquitoes to CORPs. While the CORPs working for the UMCP have always been trained and paid by the City Council, the sources of funding have varied over the years; initially relying upon external donors but now directly supported by the national treasury. CORPS are overseen by ward supervisors and recruited predominantly through neighbourhood health committees, which proved to be more effective than recruiting through centralized management systems [85, 86]. Some pilot-scale environmental management activities were undertaken by the UMCP in selected low-lying locations with pre-existing but neglected drainage infrastructure where this approach was readily feasible [70, 71]. However, for pragmatic reasons, the UMCP primarily focused upon developing, applying and evaluating generally applicable systems for comprehensive, routine application of biological larvicides .
In order to enable rigorous support and supervision of CORPS responsible for implementing and monitoring larvicide application, a participatory mapping protocol [55, 57] was developed that begins with sketch maps drawn by individual CORPs for each of the Ten Cell Unit housing clusters for which he or she was responsible. The involvement of specialist, non-community-based personnel from the centralized institutions (Figure 1) in this mapping process, only begins when a geographic technician or scientist from one of the technical support partners accompanied the CORP to his or her area to verify, correct and formalize the boundaries of these intuitive sketch maps. This process of quality control and integration into formal, centralized management systems relied upon aerial photographs as a common, intuitive and practical frame of geographic reference at the interface between the residents, CORP and centrally-employed specialist geographic technician [55, 57].
Community-based larval surveillance and control
Knowing where to search or apply larvicides is only part of the problem. Ultimately, this carefully mapped array of plots simply provides a geographic and administrative framework within which the tasks of larval control and surveillance can be assigned, monitored and managed [24, 53, 55]. Specifically, in the original implementation system described in detail elsewhere , every plot was to be visited weekly by one member of each of two distinct teams-first a CORP responsible for rigorous application of larvicide and then, within one or two days, a CORP responsible for surveying potential mosquito larval habitats and whether they contain aquatic-stage mosquitoes [53, 85, 86].
Community-based surveillance of adult mosquito populations
Right from the outset, adult mosquito surveillance proved a major challenge to the UMCP which took several years to address. While the relatively low vector densities found in African cities are much more difficult to monitor than their rural counterparts, they are perfectly capable of mediating stable, endemic, self-sustaining malaria transmission. The usual challenges of monitoring sparse urban vector populations were further compounded in Dar es Salaam by the poor responsiveness of local mosquito populations to conventional mosquito trapping tools . While home-grown innovation provided a novel trap with sufficient sensitivity for application in Dar es Salaam and beyond [87–90], this new technology only proved to have epidemiological predictive power when applied through an intensive and extensive community-based system that enabled monthly sampling of mosquitoes at a spatial resolution of approximately 0.27 km2. Like the larval surveillance and control activities, effective deployment of this mosquito-trapping scheme relies upon affordable, practical mapping systems that link community-based implementation activities in the field to advanced geographic information systems at centralized supporting institutions.
Scaling responsibilities: the complementary roles of communities and institutes
Echoing Ronald Ross’s recommendations , the UMCP guidelines for the CORPs situate larval control within local land use and ownership:
For the purposes of our programme, a plot is defined as a specific physical area with an identifiable owner, occupant, or user…Knowledge of who owns, occupies or uses a certain plot is very important if you are to gain unlimited and regular access in future as this is the person who has the power to say yes or no!.
This process of integrating such small individual plots into centralized local government support systems involved an iterative network of reportage: summaries, charts, spread sheets and reports connecting CORPs, Ward Supervisors, Municipal Inspectors, Municipal Coordinators and the City Council on a daily, weekly and monthly basis . This system of annotated exchange enables the assessment of performance and evidence-based management at all the necessary spatial and temporal scales (Figure 2), detailing the roles of individuals and communities with those of their institutional partners . Critically it allows those different administrative levels, from TCUs all the way up to the national MoHSW, to interact synergistically with each other while operating on corresponding fine or broad spatial and temporal scales. While effective management of mosquito populations begins on very fine scales with decentralized, community-based local management, the ultimate goal of achieving effectiveness at scale requires central management systems, funding, oversight and institutional support. The role of the institutional partners is to coalesce a myriad of otherwise independent, community-based management units into a single, stable coherent programme with consistent, evidence-based targets and monitoring systems, high-level governance stakeholders, and expert scientific support.
Of course, in practice, some degree of discord and friction between the various levels and partners are inevitable and perhaps even healthy and instructive. In Tanzania, popular participation has played a central role in colonial and postcolonial development schemes [93, 94]. On the one hand, the familiarity of the idiom has given contemporary participatory approaches a peculiar traction. However, as the CORPs’ experience suggests, translation between disparate communities and the central institutions that support, service and mobilize them can result in a considerable amount of friction at their interface [85, 86, 95]. Understanding the diverse models and histories of participation is therefore particularly relevant in the context of larval control, as the space of intervention straddles the public, private, official and informal configurations of urban life.
The community-local government interface
The grass roots workers, namely CORPs, Mtaa leaders and most ward supervisors, who comprise the vast majority of the programme’s personnel and implement most of the work on the ground, all work on a casual, very modestly-remunerated basis. In contrast to this, the municipal and city council officers that manage these teams are salaried, contracted government employees while the research partners enjoy even better employment conditions but assume no direct responsibility for the delivery of effective malaria control. Obviously, these disparities are most clearly felt by the CORPs responsible for the labour-intensive, day-to-day execution of the programme activities. Though they receive some compensation for their efforts, the value of these stipends is far less than the salary received by personnel formally employed by participating institutions. Moreover, payment through the established legal system for municipal mobilization of casual labour is hinged upon the completion of daily tasks, with no long-term security or provision for illness, bereavement or leave of any description. Though working for UMCP on what is legally considered a voluntary, casual basis, the time and sheer physical stamina it takes to locate and treat each and every potential breeding habitat across large areas means that the CORPs have limited opportunity to do any other work . For most, participating in the UMCP was their primary, if not sole, source of income . Compounding the difficulty of negotiating access to private residences, the demands placed on them by the UMCP were perceived by the CORPs as unrealistic and unfair .
Interestingly, despite their meagre remuneration, grass-roots personnel recruited as CORPs often performed routine activities on the ground better than salaried local government officers, and those recruited through local community leaders significantly outperformed those recruited through central management staff . As the programme progressed, ward supervisor positions were increasingly filled by promoting local CORPs and awarding them a modest pay increase. Ultimately, the success of the programme depends on the capabilities and motivation of the CORPs to negotiate access to plots and to locate and treat larval habitats so the procedures for recruiting, managing and remunerating CORPs need re-evaluation. While larval surveillance CORPS engaged by local leaders were more successful at locating breeding habitats, their performance was generally poor and there may well be good reasons to hire smaller cadres of CORPs, who are fewer in number but better paid and incentivised .
The researcher-implementer interface
The interface between local government implementers and their technical support partners also presents specific challenges that are critically important to overcome. First of all, the level of involvement of scientific staff in training, monitoring and management activities as technical advisors determines the fundamental nature of the evidence derived from impact evaluations  and these issues must be carefully managed throughout the development of such programmes. Where the level of such direct technical support is high, estimates of impact tend to reflect probabilistic evidence of efficacy under conditions which are less representative of sustainable scale up than would otherwise be the case . Where a pilot evaluation is intended to form the nucleus of sustained public health programmes, and produce evidence of effectiveness under representative conditions of routine implementation, it is important to minimize such direct technical support and more clearly delineate the distinct and complementary roles of implementation and scientific partners .
The contemporary UMCP described here was initially established with research-based funding and a single programme office at which local government officials and scientists seconded from overseas worked together under one roof with poorly differentiated or defined roles (Figure 1). As the programme matured, a team of early-career Tanzanian scientists was established at a national research institute (IHI) operating from a separate office and the role of the expert partners from overseas shifted to providing a mixture of technical and academic support to national implementers and scientists with far more clearly distinguished roles and responsibilities (Figures 1 and 2). Often, health sector decentralization has been associated with a dramatic reduction in the number of health experts, and entomologists in particular, thus weakening internal capacity for monitoring of control operations at the various levels of central or local government [97–102]. In the case of the current UMCP, the reverse has been the case because it was rooted in a well-structured decentralized health programme that the UHP established, coupled with strong collaborations that existed between the local government and research partners. This integration allowed stable career development and growth of distinct professional cadres at these complementary and very different institutional bases: This partnership has witnessed a dozen Tanzanian and Kenyan researchers undertake PhD and MSc degrees while five local government employees graduated with MSc degrees in parasitology and vector ecology.
Of course the differentiation of such roles and responsibilities inevitable creates distinctions and interfaces that, in themselves, present substantive challenges to maintaining effective collaboration. Specifically, it must be recognized that it is extremely difficult for implementation partners to be entirely objective when assessing their own performance, as can be seen when one compares independent surveys of larval surveillance coverage and sensitivity  with internal monitoring data of the UMCP management system . It is unreasonable to expect anyone to completely defy the natural pressures that arise from self-assessment so this is where the real value of independent scientific partners lies: to objectively and openly shed light on disappointing or frustrating features of implementation [56, 85, 86] while also lending credibility to encouraging evidence of success [24, 26] through unbiased data collection, analysis and interpretation. The experience has been that maintaining these relationships is as strategically and vitally important as it is challenging. A lucid understanding of how these complementary roles are aligned, and long-term commitment to sustain them, is essential to cultivate on both sides of this interface and among high level oversight partners.
Discussion and evaluation
Despite these collaborative challenges – not to mention the operational setbacks attendant to translating theory and good will into de facto public health practice – malaria prevalence and mosquito densities have consistently declined across the UMCP pilot area as larviciding has been sequentially scaled up [24, 26]. Opportunities clearly exist for substantial improvement of many of the surveillance and intervention systems that comprise the UMCP [85, 86]. While effective systems for safe, cost-effective community-based monitoring of adult vector populations on fine temporal and spatial scales have been developed and evaluated in Dar es Salaam, and could be applied elsewhere in other African LSM programmes , the same cannot yet be said for malaria incidence burden. Despite these limitations, the results of the earliest formal evaluation [24, 26] were encouraging enough for the Tanzanian government through the MoHSW to decide to take over funding and management of the programme. The national government’s enthusiasm was shared by the Dar es Salaam City Council, which has expressed its commitment to expand the UMCP, from the fifteen wards where it was initially conducted, to all the urban and peri-urban areas of the city, and then all >90 wards of the city, by 2015. The UMCP faces many major challenges going forward, not least of which include the need to improve systems for larval surveillance and control [85, 86] and extend its activities to tackle vectors of Lymphatic Filariasis, Dengue and Chikungunya. However, the key achievement is that is no longer a set of operational research projects but rather a nationally owned public health programme in the strict sense, so it will now have the opportunity to evolve, adapt and improve over the long term.
Lessons Learned and recommendations from the large scale larval control program
Description of the specific lessons and recommendations
Operational research projects funded and scientifically supported by developed country partners should build upon local initiatives with existing stakeholders and advocates
All mosquito species must be targeted to reduce nuisance biting and maintain community support. Need to meet community expectations based on their perceptions of impact to whom the relationship between malaria, mosquito species and habitats is usually poorly understood in local communities who are often more motivated by mosquito biting nuisance than malaria or any other pathogens they transmit
A key challenge for mosquito control programs focusing on larviciding in urban areas is to have full, regular access to all open spaces potential for accommodating aquatic habitats where mosquito proliferation takes place, including all fenced plots and other areas with restricted access for the public. This requires substantive and open collaboration between stakeholders and residents.
Community involvement in both the recruitment process of the individuals and implementation of the intervention is therefore essential to programme performance
Wide-scale community-based implementation can be effectively achieved through a decentralized vertical management structure, utilizing the hierarchical gradient of implementation strategies and partner roles across all the necessary spatial scales. Such centralized coordination is essential to enable institutionalization of strengthened management and planning, improved community mobilization capability, and capacity to exploit national and international funding systems.
Effective mechanisms for communication and feedback of monitoring data within days, weeks or months rather than years are essential for LSM of mosquitoes that can develop from egg to adult within a week.
LSM requires continuous and thorough monitoring because success and failure occurs on remarkably fine spatial (< 1km2) and temporal scales (≤1 week) that match to the retreatment cycles and geographic division of responsibility to individual staff.
While surveillance of larval mosquito populations to assess the effectiveness of larvicide application, and the performance of individual personnel are essential internal monitoring functions, external quality assurance of these activities, as well as monitoring and evaluation of impact on adult mosquitoes and malaria risk should be separately conducted by an institutionally independent partners reporting directly to the programme management to avoid conflicts of interest that inevitably arise from self assessment.
Proven systems for rigorous and timely monitoring of LSM remain to be fully developed and take many years to slowly evolve to address the high standards required to ensure rapid identification of implementation failures at sufficiently fine spatial and temporal scales. For example, the decentralized, community-based use of a mosquito trap, which had to be specifically designed and optimized to address the local needs of the UMCP[87, 101, 102], took 7 years to develop and evaluate.
LSM programmes should therefore start small on manageable pilot scales and then progressively build and institutionalize their capacity and experience. Training and developments costs should therefore be included in budgets that are strategically planned and consistently supported over the long term so that locally-adapted LSM programmes and their supporting institutions have sufficient time to learn, consolidate and stabilize.
Such pilot programmes should follow clear, prospectively designed institutionalization plans that unambiguously delineate who will do what, at what spatial scale, and how the multiple independent institutions that are required will interact. Ambiguities regarding institutional roles and responsibilities inevitably results in i) competition between the technical and oversight partners, ii) politicization of the technical partners at the expense of doing their day-to-day technical work, and iii) a disconnect with the partners in other sectors, especially the local government.
Channeling funding for all necessary implementation, monitoring, evaluation and operational research activities through a single, shared administrative mechanisms inevitably results in unhealthy competition for budget priority between the partners responsible for these distinct functions. Each partner institute should administer its own distinct, pre-agreed, ring-fenced budget in a manner that prevents conflicts of interest, such as compromising the independence of external monitoring, evaluation and operational research activities by making the responsible partners contractually dependent upon the implementation partners they are obliged to assess objectively.
Because effectiveness of LSM programmes relies upon monitoring and managing at very fine spatial and temporal scales, the ability to collate, synthesize and report simple but reliable monitoring data in the shortest time possible are essential. Furthermore, maintaining and managing a stable funding base, as well as an effective collaboration between the partner institutions responsible for the diverse and distinct functions of an LSM programme are paramount to long term success. In most lower-income countries, capacity to manage logistics, human resources, institutional partnerships and funding support are most limiting, far more so at this juncture than technical entomology skills.
This article is dedicated to the memory of Mr Michael Kiama who established the initial LSM programme at Ilala Municipality but sadly passed away too soon to see the Urban Malaria Control Programme grow into its current form as a nationally-funded programme of the Ministry of Health and Social Welfare. We thank the entire team of stakeholders who participated in the formulation of this program since inception, especially the late Mr. Michael Kiama, and those who conducted intensive larval habitat surveillance and treatment, for their perseverance and commitment. We thank the entire UMCP team for their cooperation during the implementation of the various phases of the program. Thanks to all the Dar es Salaam residents and their respective TCU, ward and municipal leaders for their tremendous support throughout this period. We are grateful to Dr Yoichi Yamagata, Prof. Steven W. Lindsay, Dr Marcia Castro and Dr Ulrike Fillinger for their collaboration and commitment to this program. We thank the United States Agency for International Development Dar es Salaam Mission, Environmental Health Project and the Presidents Malaria Initiative, all administered through Research Triangle Institute, the Malaria Transmission Consortium and Innovative Vector Control Consortium, both of which are funded by the Bill & Melinda Gates Foundation, which also provided direct funding to the initial phases of the programme, the Swiss Agency for Development and Cooperation, the Wellcome Trust (Research Career Development Fellowship award to GFK), Valent BioSciences Corporation, the Japan International Cooperation Agency and the European Union Seventh Framework Programme (FP7/2007-2013 grant agreement 265660) for funding support to this operational research and training programme, and to the Ministry of Health and Social Welfare of the Government of the United Republic of Tanzania for funding and its subsequent continuation as a sustained programme.
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