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Determinants of low socio-economic status and risk of Plasmodium vivax malaria infection in Panama (2009–2012): a case–control study
Malaria Journal volume 14, Article number: 14 (2015)
Identification of risk factors is important for the establishment of malaria elimination programmes tailored to specific regions. Type of house construction had been associated with increasing risk of acquiring malaria. This study aimed at establishing the association between determinants of low socio-economic status (SES) and type of house construction with the likelihood of living in a Plasmodium vivax malarious corregimiento (smallest political division) in Panama during 2009–2012.
To determine the association between type-2 houses (build with deciduous materials) and other determinants of low SES, with living in a malarious corregimiento, this study analyzed demographic and housing census data (2010), and malaria incidence aggregated at the corregimiento level (2009–2012), using a Spearman’s non-parametric correlation test to explore for associations, followed by a case–control study and a reduced multivariate logistic regression approach for confirmation.
A descriptive temporal and spatial analysis indicated that P. vivax in Panama was associated with Amerindian reservations. Moreover, this study demonstrated that a strong correlation (deleterious effect) existed between living in a malarious corregimiento and being exposed to a type-2 house (OR = > 1.0) (p < 0.001), while, it showed an inverse correlation for exposure to type-1 houses (protective effect) (build with permanent materials) (OR = < 1.0) (p < 0.001). In the same way, a significant association between exposure to type-2 houses and the outcome of living in a malarious corregimiento was found using a case–control study approach (Chi2 test = p < 0.001), that was confirmed applying a reduced multivariate logistic regression fitted model.
This study demonstrated that living in a P. vivax malarious corregimiento in Panama during 2009–2012 was strongly correlated with those corregimientos having a high proportion of type-2 houses. A multivariate logistic regression approach at the house and corregimiento level indicated a strong association of type-2 houses, dirt floors and illiteracy with the likelihood of living in a malarious corregimiento. It is expected that these findings will help implement a multi-sectorial approach for the elimination of malaria in poor areas of Panama where malaria is endemic, which emphasizes house improvements such as mosquito-proofing and socio-economic development.
The recently launched global effort to eradicate malaria has been stimulated by a significant decrease of cases in sub-Saharan Africa [1-8]. With the advent of artemisinin-based combination therapy (ACT), the epidemiological situation of the disease has dramatically changed in some parts of the world; for instance, 10 out of 99 countries where malaria transmission exists have been brought to the brink of elimination . Nonetheless, the burden of malaria remains high among the least developed and poorest areas, and within disadvantaged populations . As malaria transmission declines and political commitment and allocation of resources dissipate, identification of risk factors and “hot spots” to target interventions will be increasingly need it.
While Plasmodium falciparum is the deadliest of the human malaria parasites; accounting for over 600,000 deaths worldwide each year, mainly in children less than five years old from sub-Saharan Africa , Plasmodium vivax is a major reason for morbidity within and outside of Africa [8,11]. In the Americas, P. vivax malaria remains a major problem in poor underdeveloped areas, predominantly in the Amazonian basin, while in other areas of low transmission, such as Meso-America, it is focalized in rural areas and mostly under control in urban settings . For example, in Panama where malaria transmission have been reduce to pre-elimination levels in the last decade , still 90% of malaria cases, mostly all due to P. vivax remain focalized to Amerindian reservations — population that only accounts for less than 10% of the total, but where 89.8% of the individuals were living under the poverty line, with less than $ 3.25 US dollars per day by 2012 .
Malaria has been correlated with low socio-economic development and poverty , and recent evidence suggests, that a causal pathway between poverty and malaria runs in both directions . Furthermore, it has been pointed out that low socio-economic status (SES) doubles the risk of clinical malaria, reducing the capacity of countries to enter the elimination phase and that type of house construction is associated with increasing risk of malaria infection [16-20]. It has also been shown that interventions that address household improvements, such as mosquito-proofing, are associated with a decrease in malaria incidence [16,21-23]. In Latin America, however, only a few studies on the association between type of house building materials and P. vivax malaria incidence have been carried out .
This study examines the independent association between selected determinants of low SES status including type of house, dirt floors, lack of potable water, lack of electricity, lack of sanitary facilities, unemployment and illiteracy, all determinants of poverty, with the risk of living in a P. vivax malarious corregimiento in a low transmission setting; with the hypothesis that in Panama type-2 houses (build with deciduous construction materials), were associated with living in a malarious corregimiento. Results of this study showed a strong statistically significant association between type-2 houses and living in a P. vivax malarious corregimiento during 2003–2012. It is expected that this study will help generate new hypothesis and implement public health interventions that addresses risk factors based on a multi-sectorial approach , emphasizing house improvements such as mosquito-proofing and socio-economic development of malaria endemic regions.
This study was carried out in the Republic of Panama. Located in the southern tip of Central America, Panama limits to the east with the Republic of Colombia, the west with Costa Rica, to the north with the Caribbean Sea and to the South with the Pacific Ocean. The country is divided into 10 provinces that comprise 631 corregimientos (smallest political division analog to a county in the USA), with four Amerindian reservations (Ngobe-Bugle, Kuna-Yala, Madugandi-Wargandi and Embera-Wounan); the latter that accounts for only 10% of the ~ 3.4 million inhabitants (2010 Census). Approximately 2/3 of the population of Panama lives in urban or sub-urban areas. The Ministry of Health is divided into 14 health regions that sometimes overlaps a province including: Panama East (EST), Panama West (OES), Panama Metro (MTR) and San Miguelito (MGT); Bocas del Toro (BTO), Chiriqui (CHI), Veraguas (VER), Ngobe-Bugle (NGO), Herrera (HER), Los Santos (LSA), Cocle (CLE), Colon (COL), Darien (DAR) and Kuna-Yala (KUN) (Ministry of Health of Panama, 2010).
Type of study
This study is based on a ecological case–control study design using publicly available population and housing data (2010 census, Institute of Census and Statistics of the Comptroller office of the Republic of Panama), and a malaria database available from the Panamanian Ministry of Health, Vector Control Programme, comprising 2,295 P. vivax cases reported from 631 corregimientos during 2009–2012 in the Republic of Panama. Study variables included in the study were: demographic (total population, gender, age), socio-economic (type of house, dirt floors, lack of potable water, lack of electricity, lack of sanitary facilities, unemployment and illiteracy) and epidemiological (P. vivax malaria cases) aggregated at the corregimiento level for the period 2009–2012 (Table 1). For the purpose of this study, type of house was defined as follows: Type-1 = build with permanent construction materials, i.e. cement, wood or clay walls and floors, screened windows, corrugated metal, tile or cemented roofs; Type-2 = build with temporal or deciduous materials, i.e. palm tree roofs and cane walls, raised or at floor level (bohio or rancho); Type-3 = build with cardboard and other materials as temporary shelters as those build by squatters; Type-4 = Individual apartments with private sanitary facilities; Type-5 = Individual apartments or rooms with communal sanitary facilities.
In order to determine the correlation between independent variables of low SES and type of house, with the risk of P. vivax infection by year (incidence) at the corregimiento level, a single Spearman’s non-parametric pair-wise correlation of the study variables was carried out using STATA10® (StataCorp LP, College Station, Texas, USA) or SAS-JMP® (SAS Institute Inc. Cary, NC, USA). Likewise, in order to visualize the trend of the correlations, scattered plots of yearly malaria incidence against proportions of type-1 and type-2 houses by corregimiento were generated using PRISM® (GraphPad Software, Inc., La Jolla, CA, USA) plotting software. Similarly, a case–control study was carried out to determine the association between exposure to type-1-5 households and other determinants of low SES with the outcome of living in a malarious corregimiento. Furthermore, in order to assess the impact of a public health intervention, by removing the exposure of interest on the likelihood of living in a malarious corregimiento, the attributable fraction for the exposed (AttFexp) and the attributable fraction for the population (AttFpop) were calculated for 2009–2012. Finally, to evaluate the association between predictors of low SES and type-2 houses with the likelihood of living in a malarious corregimiento, a multivariate logistic model procedure was applied to estimate the odds of exposure to type-2 houses (binary: yes or no) compared to the odds of not being exposed, on the likelihood of living in a malarious corregimiento (binary: yes or no), controlling for confounders, such as dirt floors (continuous: proportion), lack of potable water (continuous: proportion), lack of sanitary facilities (continuous: proportion), unemployment (continuous: proportion) and illiteracy (continuous: proportion). A malarious corregimiento was defined as a corregimiento that presented one or more cases of P. vivax during the study period (2009–2012).
The logistic regression full model was defined as follows: logit (π i ) = ß o + ß 1Type1 house + ß 2Type-2 house + ß 3 X i + …ß x X i . Where (π i ) is the predicted probability for the ith corregimiento, of being infected with P. vivax. The odds of exposure to a type-2 house compared to the odds of not being exposed to a type-2 house, on the likelihood of living in a malarious corregimiento. An odds ratio of 1 mean that the odds for the two groups are the same, indicating that there is no effect. The significance of the OR was assessed using 95% confidence intervals (CI). Using a backward model selection a reduced model including only significant variables at the 0.05 level such as type-2 house, dirt floors and illiteracy was adopted for the final analysis. All statistical analyses were done using STATA10® (StataCorp LP, College Station, Texas, USA). Data were downloaded or transcribed to Filemaker® or Windows® Excel for descriptive and quantitative analysis.
Plasmodium vivax malaria incidence and case maps by year (2009–2012) at the corregimiento level were generated using the ArcMap® 10.2 mapping software (Redlands, CA, USA); in a similar way, in order to assess migratory patterns of P. vivax cases, 50 selected P. vivax cases were used to generate a trace back map using GIS coordinates and connecting lines from the location of the health facility reporting the case to the center of the case self-reported place (corregimiento) of origin using the X to Y toolbar from ArcMap® 10.2.
Data was obtained from publicly available secondary sources and analyzed at the corregimiento level (smallest political division) making impossible to identify the cases, therefore a human subjects protocol was not required.
Malaria is focalized to health regions associated with Amerindian reservations
More than 90% of malaria cases including P. falciparum and P. vivax infections by health region reported between 2003–2011 were found to be associated with the Amerindian reservations of the Ngobe-Bugle (NGO), Kuna-Yala (KUN), Madugandi-Wargandi (EST) and Embera-Wounan (DAR) (Additional files 1 and 2), with female individuals, less than 15 years old, accounting for 60.6% of the P. vivax cases compare to 38.3% of males in this age cohort during 2009–2012 (Additional files 3 and 4).
Plasmodium vivax incidence is highest among corregimientos associated with Amerindian reservations
The incidence of P. vivax cases by corregimiento at the country level was estimated to be between < 1 to 8.3% during 2009–2012, with the highest incidence found in those corregimientos associated with the Amerindian reservations of Madugandi-Wargandi in lake Bayano, located in the eastern part of the Province of Panama and west of Darien; Kuna-Yala in the Caribbean coast and the Ngobe-Bugle to the west, including the Provinces of Veraguas and Bocas del Toro with sporadic cases occurring in the provinces of Chiriquí, the Central provinces of Coclé, Herrera and Los Santos, and the provinces of Colon and Panama-west, mainly to east–west migration (Figures 1 and 2); regions with a historical high average rain fall or associated with large bodies of fresh water like lake Bayano (Additional file 5). By 2011 the disease was under control with < 500 cases per year, generally due to P. vivax (Additional file 6) and localized to regions with low socio-economic status, usually composed of populations dedicated to subsistence agriculture, or migrant agricultural workers of the coffee, bananas or sugar cane plantations —Populations that migrate every year to the central provinces of Cocle, Herrera and Veraguas during the harvest season; with cases originating as far as the eastern Provinces of Panama and Darien, but also, the western provinces of Bocas del Toro and Chiriquí bordering Costa Rica (Figure 2).
Determinants of low SES and type-2 houses are associated with increase risk of P. vivax infection
Results of a single Spearman’s non-parametric pair-wise correlation between determinants of low SES, type of house and malaria incidence by year indicated that those corregimientos with a high proportion of type-1 houses were negatively correlated with malaria incidence (2009–2012), indicating a protective effect of this type of house, while those with a high proportion of type-2 houses were positively correlated, indicating a detrimental effect (p < 0.001) (Additional file 7). Scattered plots of yearly malaria infection risk against proportions of type-1 and type-2 houses by corregimiento, showed a negative monotonic quadratic fitted curve between malaria incidence and proportion of type-1 houses and a positive quadratic fitted monotonic curve between incidence and proportion of type-2 houses (Figures 3 and 4).
A case–control study design approach indicated that being exposed to a type-2 house increased the odds of living in a malarious corregimiento 2.14 (2009), 2.43 (2010), 5.04 (2011) and 3.72 (2012) times compare to not being exposed to a type-2 house (Table 2) (Additional file 6). In contrast, for example, exposure to a type-4 house (apartments) reduces the odds of living in a malarious corregimiento in the other direction (1/OR) = 11.1 (2010), 14.28 (2011), 8.33 (2012) and 11.1 (2012) times compare to not being exposed to a type-4 house. The public health impact of removing the exposure to a type-2 house on the likelihood of living in a malarious corregimiento during 2009, 2010, 2011 and 2012 measured by the attributable fraction for the exposed (AttFexp) was 53, 59, 80 and 73% and for the population (AttFpop) 6, 8, 19 and 14% respectively. Nevertheless, the impact of removing the exposure to type-4 houses on the likelihood of not living in a malarious corregimiento was estimated to be for the AttFexp 91, 93, 88 and 91% and for the AttFpop 10, 10, 10 and 9% during 2009, 2010, 2011 and 2012, respectively (Table 2).
Results of a full multivariate logistic regression model to determine the odds ratio (OR) of exposure to determinants of low SES and type of house compared to not being exposed, on the likelihood of living in a malarious corregimiento is shown in Table 3. In general, results of the full model indicated that the odds of exposure to type-2 houses, dirt floors and illiteracy were statistically significant at the p < 0.05 level, while, type-1 houses, without potable water, without electricity, unemployment and illiteracy were not (p > 0.05), all other confounders held constant. Results of the reduced model including only type-2 house, dirt floors and illiteracy covariates as shown in Table 3, revealed that the odds of living in a malarious corregimiento, if expose to a type-2 house, were about 11.19 (2009), 33.77 (2010), 99.19 (2011) and 67.2 (2012) (p < 0.001) times the corresponding odds to not being exposed to a type-2 house, all other confounders held constant. In a similar way, exposure to illiteracy, dramatically increased the odds on the likelihood of living in a malarious corregimiento compared to not being exposed to illiteracy, though the confidence intervals for this exposure were extremely broad, making this estimation unreliable (Table 3). In contrast, the odds of exposure to dirt floors were strongly protective (Table 3). Interaction terms (Type-2 house x dirt floors or type-2 house x illiteracy) did not show a statistical significant effect modification of the study variables and were not included in the table. Except for illiteracy during 2010 that was borderline significant (p = 0.073), all the other variables were statistically significant every year.
This study demonstrates the association between selected determinants of low socio-economic status such as type-2 houses (build with temporary or deciduous construction materials), dirt floors and illiteracy with the likelihood of living in a P. vivax malarious corregimiento (smallest political division) during 2009–2012 in Panama.
In the same way, the study suggests that Panama is in a pre-elimination stage and that malaria is focalized to health regions (“hot spots”) associated with Amerindian reservations; where ~ 90% of malaria cases including both P. falciparum and P. vivax infections occurred during 2003–2012. This observation is supported by a focal low incidence of malaria by corregimiento (<1 – 8.3%) observed during 2009–2012. For instance, by 2011 the disease was under control with less than 500 cases per year, mostly due to P. vivax and localized to regions associated with Amerindian reservations (Figure 1).
However, as economic development reaches these focal areas of active malaria transmission, people tend to migrate looking for better jobs or education, bringing along parasites that seed new transmission foci to areas where malaria had been previously eliminated. Interestingly, part of the population of these reservations are dedicated to subsistence agriculture, but others are seasonal migrant agricultural workers dedicated to labour in the coffee, bananas or sugar cane plantations —Populations that migrate westward to the highlands of the province of Chiriquí for the coffee harvest season, or to the central provinces of Coclé, Veraguas and Herrera to harvest sugar cane. Using GIS mapping software 50 P. vivax cases were trace back to their places of origin, detecting movement of cases from as far as the eastern Provinces of Panama and Darien, but also, the western provinces of Bocas del Toro and Chiriquí bordering Costa Rica, towards the central provinces and to Panama City where malaria has been eliminated. These highly movable populations will have to be further investigated to account for other patterns of internal, continental and extra-continental illegal immigration at the moment of designing malaria control and eradication strategies (Figure 2).
Intriguingly, when P. vivax cases were stratified by age and gender for the period 2009–2012, the study found that female individuals less than 15 years old presented the highest number of P. vivax cases (60.6%) compared to males (38.3%). This finding contrast with recent reports from a moderate transmission setting in Tanzania, where male individuals in this same age cohort presented the highest malaria seroprevalence . However, anecdotal reports indicate that girls in the Kuna reservation of Madugandi-Wargandi in lake Bayano, engage in leisure and domestic activities such as sewing, laundry and cooking near or around the household, while young males in this age cohort are dedicated mainly to agricultural, hunting or fishing activities away from home. Activities that are in part associated with the lake and rivers banks, where houses are prevalently located —both areas of known breeding sites for Anopheles albimanus mosquitos ; exposing them differentially to the vector . This finding suggests differential malaria transmission based on age, gender and cultural or behavioural risk factors that should be further investigated.
In areas where malaria is endemic, house design and building are based on local experience, customs and available materials . Type-2 houses —the most prevalent type of house in the Amerindian reservations of Panama—, known locally as “bohíos” or “ranchos”, are build based on the palm tree and local experience, usually over dirt floors or raised above ground in stilts, to avoid seasonal flooding or insect nuisance . This type of house don’t offer much protection against the elements or vectors of disease unless are raised above ground , or its occupants use a mosquito net, but allows air flow for comfort. For example, a recent survey at the household level in The Gambia showed that children from the poorest quintiles living in houses build with poor walls, roofs and windows construction materials, were associated with a high prevalence of malaria , though, in the general population only poor wall housing materials were associated with a high prevalence.
The fact that during a recent survey at the Madugandi reservation in lake Bayano, only 7% of households reported using mosquito nets [Caceres L, Rovira J, Torres R, Calzada JE, Victoria C, Griffith M: Conocimientos, actitudes y practicas sobre la malaria en la poblacion indigena guna de la Comarca de Madugandi, Panama. Submitted, 2014], might help explain why in this study type-2 houses being the most prevalent in the Amerindian reservations of Panama, were highly correlated and associated to P. vivax malarious corregimientos. Suggesting that transmission occurs inside or closely associated with the house. Albeit, A. albimanus is predominantly exophagic and exophilic, there is evidence in the region of indoor resting after feeding . In the same way, the strong association between illiteracy and P. vivax infection might be explain by a 30% illiteracy [Caceres L, Rovira J, Torres R, Calzada JE, Victoria C, Griffith M: Conocimientos, actitudes y practicas sobre la malaria en la poblacion indigena guna de la Comarca de Madugandi, Panama. Submitted, 2014] and 69.5% extreme poverty rates reported for the Amerindian reservations in recent surveys . In contrast, the indication that dirt floors were protective of living in a P. vivax malarious corregimiento remains unclear. For instance, only 6% of the houses at the Madugandi reservation have cement floors [Caceres L, Rovira J, Torres R, Calzada JE, Victoria C, Griffith M: Conocimientos, actitudes y practicas sobre la malaria en la poblacion indigena guna de la Comarca de Madugandi, Panama. Submitted, 2014], Though, other confounding factors cannot be ruled out .
A limitation of this study is that it uses aggregated data at the corregimiento level for the multivariate correlations and logistic regression models and even though several confounding variables were adjusted for and the universe was the total houses and population of Panama, there could still be residual confounding from variables not accounted for. Moreover, ecologic study designs are prompt to the “ecological fallacy” when aggregated data (Group level) findings are generalized to the individual level [31,32]. The results of this study should be interpret interpreted with caution, though are useful preliminary indicators to causal hypothesis despite its methodological limitations when presented as a population level study because [33,34]: First, they are inexpensive and take little time to implement due to the availability of secondary sources (i.e. census databases); second, they are fast to analyse when compare to more elaborate and expensive individual level study designs (i.e. surveys). Moreover, they are particularly relevant when evaluating social processes or interventions at the population level (new programs, policy or legislation) . However, if the outcome at the group level is classified as dichotomous (as in the case–control study presented here) and the inferences are at the group level the study is not an ecologic study .
In the Americas, malaria remains a major problem in regions of low SES. In order to achieve elimination, current strategies must have a multi-sectorial approach that addresses social and environmental determinants of malaria infection. The current focal low transmission setting of malaria in Panama presents a unique opportunity to study the association between determinants of low SES and malaria at the population level to help guide interventions, policy and legislation. This study suggests that Panama is in a malaria pre-elimination stage and that transmission is low, focalized and mainly restricted to the Amerindian reservations. Furthermore, that type of house building materials and design play an important role in the transmission of P. vivax malaria in these endemic “hot-spots”. Increase risk of malaria infection was associated with those corregimientos having a high exposure to type-2 houses. Exposure to type-2 houses strongly increases the likelihood of living in a malarious corregimiento compare to not being exposed to a type-2 house. Type-2 houses, dirt floors and illiteracy were associated with the likelihood of living in a malarious corregimiento. Removing these exposures will likely contribute to accelerate malaria elimination in Panama. These results suggest that house improvements such as mosquito proofing and economic development of these areas may play an important role in a multi-sectorial approach for the control and elimination of malaria in Panama.
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The author wish to thank, at Gorgas Memorial Institute of Health Studies in Panama, Nestor Sosa, Director and Jose E. Calzada for logistic support; at SENACYT, Ruben Berrocal, Secretary; Jorge Motta at Sistema Nacional de Investigacion, SNI-SENACYT and at Harvard School of Public Health, Professors Dyann F. Wirth, Chair, Sarah Volkman, Matthias Marti and Manoj Duraisingh for their encouragement and support to undertake these studies.
This study was supported in part by a doctoral fellowship from SENACYT-IFHARU, Panama, Panama; the Sistema Nacional de Investigacion de Panama (SNI), Panama; and the Department of Immunology and Infectious Diseases, Harvard School of Public Health, Boston, MA. USA.
The opinions and assertions contained herein are the private ones of the author and are not to be construed as official or reflecting the views of HSPH or ICGES.
The author declares that he has no competing interests.
NOIII compiled, analysed the data and wrote the manuscript.
Number of malaria cases by health region in Panama during 2003–2011. A) Plasmodium falciparum. B) Plasmodium vivax.
Plasmodium vivax infections by health region in Panama during 2003–2010. Bocas del Toro = BTO; Chiriqui = CHI; Cocle = CLE; Colon = COL; Darien = DAR; Herrera = HER; Kuna-Yala = KUN; Los Santos = LSA; Ngobe-Bugle = NGO; Panama East = EST, Panama West = OES; Panama Metro = MTR; San Miguelito = MGT and Veraguas = VER.
Number of Plasmodium vivax cases by gender and age group in Panama during 2009–2012. n = 2295 cases.
Summary of malaria cases by gender and age group in Panama 2009–2012.
Historic average rainfall and Plasmodium vivax incidence maps of Panama: A) Historic average rainfall mm (1971–2002). B) Overlay map of individual P. vivax malaria cases in Panama (2009–2012) at the corregimiento level and historic average rainfall mm (1971–2002). Each dot represents one case. (Historic average rainfall map adapted from the Ministry of Health, Panama).
Case–control summary data of malaria exposure by type of house and selected determinants of low SES in Panama during 2009–2012.
Spearman's nonparametric correlation matrix of malaria incidence by corregimiento against determinants of low socio-economic status and type of house in Panama during 2009-2012.
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Obaldia, N. Determinants of low socio-economic status and risk of Plasmodium vivax malaria infection in Panama (2009–2012): a case–control study. Malar J 14, 14 (2015). https://doi.org/10.1186/s12936-014-0529-7
- Plasmodium vivax
- House type